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Upcoming Event

US Regulatory Risks for European Companies

Tue. October 30, 2018
08:00 am - 10:30 am

!Yale Club
New York, NY

The U.S. Securities and Exchange Commission (SEC) and the U.S. Department of Justice (DOJ) continue to actively investigate and prosecute alleged misconduct by foreign-domiciled companies with business or financial ties to the United States.European companies need to understand the areas of legal risk and the best strategies for dealing effectively with U.S. regulators while balancing local regulatory concerns.

This interactive panel discussion will utilize fact-patterns drawn from actual cases and will focus on:
* Connections to the U.S. that could allow the SEC or DOJ to assert jurisdiction
* Key U.S. substantive law including financial accounting and disclosure laws, Foreign Corrupt Practices Act (FCPA), and anti-money laundering (AML) laws
* Best practices in conducting internal investigations and responding to regulatory inquiries
* Practical issues including data privacy, employment law and privilege
* Strategic considerations including self-reporting and cooperation with U.S. regulators and implementation of remedial measures
* Potential concurrent jurisdiction of European regulators
* What are the EU implications for some of these rules and what are possible conflicts with local laws?

* Rogier Raas, Partner, Stibbe
* James Walker, Partner, Richard Kibbe Orbe (moderator)
* Margot Laporte, Litigation Associate, Richard Kibbe Orbe
* Brad Mroski
, Director, AlixPartners

8:00 AM - 8:30 AM - Check in/Networking
8:30 AM - 10:00 AM - Program

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