Past Event

Webinar | Enforcement Developments for Private Funds and Investment Management — What’s Happening Now?

Tue. January 26, 2021 5:00 pm - 7:00 pm !Online

Please join Troutman Pepper for the first 2021 installment of the Private Funds and Investment Management Roundtable: An informative and thought-provoking discussion about the intersection of advisers, funds, and broker dealer enforcement initiatives, digital currency/tokens treated as securities, and the status of innovative products like MCATs.

TOPICS:
• To conduct their annual review of SEC, DOJ, CFTC, and FINRA enforcement actions in the investment adviser, funds, and broker-dealer industries, while also including a discussion of likely trends into 2021.

SPEAKERS:
• Gregory J. Nowak, Partner, TROUTMAN PEPPER
• Ghillaine A. Reid, Partner, TROUTMAN PEPPER
• Jay A. Dubow, Partner, TROUTMAN PEPPER
• Ausra Ragauskaite, Associate, TROUTMAN PEPPER

TIME:
Tuesday, January 26, 2021
5:00 - 6:00 PM ET
6:00 - 7:00 PM ET - a BYOB networking ZOOM reception immediately follows the event

REGISTER HERE

Compliments of Troutman Pepper - a member of the EACCNY.