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AlixPartners: Strategies for Keeping a Whistleblower In-House

The first enforcement actions under Dodd-Frank’s whistleblower program, along with the steady flow of tips received by the SEC, illustrate why it is important for companies to be prepared to deal with an issue before an investigation occurs. In this environment, companies and counsel should take steps to minimize the risk that possible violations of securities laws are reported externally.

To read the entire article, click here: Minimizing the Risk of Reporting Externally.