09
May
Investors seeking information on whether a financial service provider is authorised within in the European Union (EU) will now be able to do so on the European Securities and Markets Authorities (ESMA)'s new companies' portal.
The portal provides investors with a one-stop-shop register, including for:
MiFID Investment firms including Systematic Internalisers
MiFID Trading venues
MiFID data reporting service providers
UCITS management companies
AIFMD fund managers including funds managed/marketed in the Union
The portal provides reference to sanctions applied by the competent authorities in the Member...